AI assistant
Insight Molecular Diagnostics Inc. — Director's Dealing 2025
Feb 10, 2025
34238_dirs_2025-02-10_6e2f9817-5737-42b0-b839-420f79add27a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Oncocyte Corp (OCX)
CIK: 0001642380
Period of Report: 2025-02-06
Reporting Person: BROADWOOD PARTNERS, L.P. (10% Owner)
Reporting Person: BROADWOOD CAPITAL INC (10% Owner)
Reporting Person: BRADSHER NEAL C (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-02-06 | Common Stock, no par value | P | 660207 | $2.05 | Acquired | 6904612 | Direct |
| 2025-02-06 | Common Stock, no par value | P | 0 | — | Acquired | 6904612 | Indirect |
| 2025-02-06 | Common Stock, no par value | P | 4505488 | $2.05 | Acquired | 11410100 | Direct |
| 2025-02-06 | Common Stock, no par value | P | 0 | — | Acquired | 11410100 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, no par value | 157 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrant to Purchase Common Stock | $30.60 | 2027-04-19 | Common Stock (150093) | 150093 | Direct |
| Warrant to Purchase Common Stock | $30.60 | 2027-04-19 | Common Stock (150093) | 150093 | Indirect |
Footnotes
F1: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be beneficially owned by each of: (i) Broadwood Capital, Inc. ("Broadwood Capital"), as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher, as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F2: These securities are directly owned by Neal C. Bradsher.
F3: On February 6, 2025, Broadwood Partners entered into a Securities Purchase Agreement with Oncocyte Corporation (the "Issuer") pursuant to which Broadwood Partners agreed to acquire 660,207 shares of the Issuer's Common Stock, no par value (the "Common Shares"), from the Issuer in a registered direct offering for a total purchase price of $1,353,424, or $2.05 per Common Share.
F4: On February 6, 2025, Broadwood Partners entered into a Securities Purchase Agreement with the Issuer pursuant to which Broadwood Partners agreed to acquire 4,505,488 shares of Common Shares, from the Issuer in a private placement for a total purchase price of $9,236,250, or $2.05 per Common Share.
F5: These warrants are currently exercisable.