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Insight Molecular Diagnostics Inc. Director's Dealing 2022

Apr 18, 2022

34238_dirs_2022-04-18_fed02f16-58f7-4a1a-9d50-c15151dadca8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Oncocyte Corp (OCX)
CIK: 0001642380
Period of Report: 2022-04-14

Reporting Person: PURA VIDA INVESTMENTS, LLC (10% Owner)
Reporting Person: Kamen Efrem (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-04-14 Common Stock P 1665898 $1.3325 Acquired 7350447 Indirect
2022-04-14 Common Stock P 30790 $1.2270 Acquired 7381237 Indirect
2022-04-14 Common Stock P 92370 $1.2600 Acquired 7473607 Indirect
2022-04-14 Common Stock P 1916419 $1.3325 Acquired 8455823 Indirect
2022-04-14 Common Stock P 19210 $1.2270 Acquired 8475033 Indirect
2022-04-14 Common Stock P 57630 $1.2600 Acquired 8532663 Indirect
2022-04-14 Common Stock P 767952 $1.3325 Acquired 767952 Indirect
2022-04-14 Common Stock P 1381438 $1.3325 Acquired 1381438 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-04-14 Warrant to purchase common stock $1.53 P 832949 Acquired 2027-04-19 Common Stock (832949) Indirect
2022-04-14 Warrant to purchase common stock $1.53 P 383976 Acquired 2027-04-19 Common Stock (383976) Indirect
2022-04-14 Warrant to purchase common stock $1.53 P 690719 Acquired 2027-04-19 Common Stock (690719) Indirect
2022-04-14 Warrant to purchase common stock $1.53 P 958209 Acquired 2027-04-19 Common Stock (958209) Indirect

Footnotes

F1: Each share of common stock was purchased together with one warrant to purchase 0.5 shares of common stock at a combined offering price of $1.3325.

F2: Shares reported herein are owned by Pura Vida Master Fund, Ltd. (the "Pura Vida Master Fund"), Pura Vida X Fund LP (the "Pura Vida X Fund"), Lockheed Martin Corporation Master Retirement Trust (the "Retirement Trust"), and certain separately managed accounts (the "Managed Accounts," collectively the "Client Accounts"). Pura Vida Investments, LLC ("PVI") serves as the investment manager or sub-adviser to the Client Accounts. Efrem Kamen serves as the Managing Member of PVI.

F3: By virtue of these relationships, the Reporting Persons may be deemed to have shared voting and dispositive power with respect to the securities owned directly by the Client Accounts. This report shall not be deemed an admission that the Reporting Persons are beneficial owners of the securities for purposes of Sections 13 and 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of the Reporting Person's pecuniary interest therein, if any.

F4: The Warrants are subject to an ownership blocker provision that prevents the holder from exercising the Warrants if it would beneficially hold more than 19.99% of the common stock following such exercise.