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Insight Molecular Diagnostics Inc. — Director's Dealing 2018
Jun 1, 2018
34238_dirs_2018-06-01_b52abd55-58e0-4de1-bc00-d601a66fdbd5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OncoCyte Corp (OCX)
CIK: 0001642380
Period of Report: 2018-05-23
Reporting Person: ANNETT WILLIAM (Director, President and CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-23 | Option to Purchase Common Stock | $2.35 | A | 180000 | Acquired | 2028-05-22 | Common Stock (180000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Purchase Common Stock | $4.70 | 2027-02-16 | Common Stock (225000) | 250000 | Direct |
| Option to Purchase Common Stock | $3.06 | 2026-02-15 | Common Stock (250000) | 250000 | Direct |
| Option to Purchase Common Stock | $2.20 | 2025-06-15 | Common Stock (605000) | 605000 | Direct |
| Option to Purchase Common Stock | $2.20 | 2025-01-08 | Common Stock (5000) | 5000 | Direct |
Footnotes
F1: One quarter of the options shall vest upon completion of the clinical utility study for OncoCyte's DetermaVu product candidate and OncoCyte has received a publication date for a full article describing those results, and the balance shall vest upon obtaining a Medicare local coverage determination for OncoCyte's DetermaVu product candidate.
F2: One quarter of the options vested on February 16, 2018, and the balance shall vest thereafter in 36 monthly installments upon the completion of each month of continuous employment.
F3: One quarter of the options vested on February 15, 2017, and the balance shall vest thereafter in 36 monthly installments upon the completion of each month of continuous employment.
F4: One quarter of the options vested on June 15, 2016, and the balance shall vest thereafter in 36 monthly installments upon the completion of each month of continuous employment.
F5: Became exercisable in two equal installments based upon continued service on the board of directors from the date of grant on January 9, 2015.