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Insight Molecular Diagnostics Inc. — Director's Dealing 2016
Jan 4, 2016
34238_dirs_2016-01-04_39851aca-ca7e-47c6-a97c-ab7db0eb7c0d.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: OncoCyte Corp (OCX)
CIK: 0001642380
Period of Report: 2015-12-30
Reporting Person: WEST MICHAEL D (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, no par value | 43799 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Purchase Common Stock | $1.34 | 2020-12-28 | Common Stock (250000) | Direct | |
| Option to Purchase Common Stock | $2.20 | 2025-01-08 | Common Stock (125000) | Direct | |
| Option to Purchase Common Stock | $1.50 | 2018-03-31 | Common Stock (200000) | Indirect | |
| Option to Purchase Common Stock | $2.20 | 2025-01-08 | Common Stock (100000) | Indirect |
Footnotes
F1: 1/48th of the number of options vested and became exercisable at the end of each full month after the date of grant on December 29, 2010.
F2: One quarter of the options shall vest 12 months from the date of grant on January 9, 2015 and the balance shall vest in 36 monthly installments from the first anniversary of the date of grant.
F3: 1/48th of the number of options granted to Karen Chapman vested and became exercisable at the end of each full month after the date of grant on April 1, 2011. Dr. West and Dr. Chapman are husband and wife.
F4: One quarter of the options granted to Karen Chapman shall vest upon the completion of 12 months of continuous employment from the date of grant on January 9, 2015 and the balance shall vest in 36 monthly installments upon the completion of each month of continuous employment from the first anniversary of the date of grant. Dr. West and Dr. Chapman are husband and wife.