Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

INSEEGO CORP. Director's Dealing 2011

Mar 15, 2011

33606_dirs_2011-03-15_5f7373fc-cd6e-4371-9996-8f842cb4adab.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NOVATEL WIRELESS INC (NVTL)
CIK: 0001022652
Period of Report: 2011-03-11

Reporting Person: RATCLIFFE CATHERINE F (SVP Business Affairs)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-03-11 Common Stock M 10064 Acquired 43928 Direct
2011-03-11 Common Stock F 4159 $5.65 Disposed 39769 Direct
2011-03-13 Common Stock M 13890 Acquired 53659 Direct
2011-03-13 Common Stock F 5094 $5.65 Disposed 48565 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-03-11 Restricted Stock Units $ M 10064 Disposed Common Stock (10064) Direct
2011-03-13 Restricted Stock Units $ M 13890 Disposed Common Stock (13890) Direct

Footnotes

F1: Reflects partial vesting of Restricted Stock Units (RSU's) previously awarded to the Reporting Person.

F2: Includes 4,223 shares acquired on May 14, 2010 and 1,924 shares acquired on November 15, 2010 under the Issuers Employee Stock Purchase Program.

F3: Automatic disposition of shares back to Issuer (and subsequent cancellation thereof) solely to satisfy immediate payroll tax withholding obligation triggered by the vesting of restricted stock. The Reporting Person received no proceeds from this transaction.

F4: Converts into Common Stock on a one-for-one basis.

F5: These Restricted Stock Units vest on the transacion date.