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INOVIQ LTD — Regulatory Filings 2018
Apr 18, 2018
65112_rns_2018-04-18_dc0dd659-58cc-454b-a9ed-0fe5f05dc8cd.pdf
Regulatory Filings
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Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
| To Company Name/Scheme | Bard1 Life Sciences Ltd |
|---|---|
| ACN/ARSN | 009 070 384 |
1. Details of substantial holder (1)
| Name | Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) |
|---|---|
| ACN/ARSN (if applicable) | 008 496 713 |
The holder became a substantial holder on
13-Apr-2018
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| l Class of securities (4) | I Number of securities | Persons' votes (5) | Voting power (6) |
|---|---|---|---|
| l Common Stock | 42.340.003 | 42,340,003 | 5.11% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| Credit Suisse Equities (Australia) Limited (ACN 068 232 708) |
Voting rights and right to dispose | 42,340,000 Common Stock |
| Credit Suisse AG | Voting rights and right to dispose | 13 Common Stock |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
| Credit Suisse Equities (Australia) Limited (ACN 068 232 708) |
CS Fourth Nominees Pty Limited (ACN 069 126 432) |
Credit Suisse Equities (Australia) Limited |
42,340,000 Common Stock |
| Credit Suisse AG | HSBC Custody Nominees (Australia) Limited (ACN 003 094 568) |
Credit Suisse Funds AG | 3 Common Stock |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the 4 months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest | l Date of acquisition | Consideration (9) | Class and number of securities |
|
|---|---|---|---|---|
| Cash | l Non-cash | |||
| I See Annexure "A" |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| Credit Suisse Equities (Australia) Limited (ACN 068 232 708) |
Related Body Corporate |
| Credit Suisse AG | Related Body Corporate |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Fourth Nominees Pty Limited (ACN 069 126 432) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Equities (Australia) Limited (ACN 068 232 708) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse AG | Paradeplatz 8 Zurich, 8001 Switzerland |
Signature
| print name | Winston Loke | capacity | Authorised Signatory | |
|---|---|---|---|---|
| sign here | date | 19-Apr-2018 | ||
Annexure "A"
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the 4 months prior to the day that the substantial
holder became a substantial holder is as follows:
| Holder of relevant interest | Date of acquisition | Consideration (9) | Class and number of securities |
|
|---|---|---|---|---|
| Cash | Non-cash | |||
| Credit Suisse Equities (Australia) Limited |
24-Jan-18 | 7,910.00 AUD | 700,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
29-Jan-18 | 9,100.00 AUD | 700,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
01-Feb-18 | 10,800.00 AUD | -900,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
06-Feb-18 | 6,500.00 AUD | -500,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
06-Mar-18 | 11,581.80 AUD | 582,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
07-Mar-18 | 3,762.00 AUD | 171,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
08-Mar-18 | 5,100.00 AUD | -300,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
08-Mar-18 | 8,584.50 AUD | 295,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
09-Mar-18 | 6,204.00 AUD | -282,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
09-Mar-18 | 12,593.46 AUD | 453,002 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
09-Mar-18 | 4,940.00 AUD | 190,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
12-Mar-18 | 4,462.20 AUD | -201,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
12-Mar-18 | 157,623.51 AUD | 5,035,895 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
13-Mar-18 | 14,883.56 AUD | -515,002 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
13-Mar-18 | 10,816.00 AUD | 416,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
14-Mar-18 | 150,406.02 AUD | -4,963,895 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
14-Mar-18 | 3,381.00 AUD | 147,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
15-Mar-18 | 7,700.00 AUD | -275,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
16-Mar-18 | 9,259.80 AUD | -366.000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
16-Mar-18 | 87,623.10 AUD | 3,519,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
19-Mar-18 | 3,528.00 AUD | -147,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
19-Mar-18 | 5,000.00 AUD | 200,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
20-Mar-18 | 19,246.50 AUD | -819,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
21-Mar-18 | 61,100.00 AUD | -2,600,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
22-Mar-18 | 7,600.00 AUD | 400,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
26-Mar-18 | 6,000.00 AUD | -300,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
27-Mar-18 | 7,600.00 AUD | -400,000 Common Stock |
| Credit Suisse Equities (Australia) Limited |
05-Apr-18 | 14,823.00 AUD | 810,000 Common Stock |
|---|---|---|---|
| Credit Suisse Equities (Australia) Limited |
06-Apr-18 | 600,000.00 AUD | 40,000,000 Common Stock |
| Credit Suisse Equities (Australia) Limited |
10-Apr-18 | 13.932.00 AUD | -810,000 Common Stock |
| Credit Suisse Equities (Australia) Limited |
11-Apr-18 | 12,600.00 AUD | 750,000 Common Stock |
| Credit Suisse Equities (Australia) Limited |
12-Apr-18 | 2,550.00 AUD | 150,000 Common Stock |
| Credit Suisse Equities (Australia) Limited |
13-Apr-18 | 20,400.00 AUD | 1,200,000 Common Stock |
This is Annexure "A" referred to in the Form 603 "Notice of initial substantial holder"
Signature
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
| print name | Winston Loke | capacity | Authorised Signatory | |
|---|---|---|---|---|
| sign here | date | 19-Apr-2018 | ||