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INOVIO PHARMACEUTICALS, INC. — Director's Dealing 2021
Apr 16, 2021
34008_dirs_2021-04-16_f65f73de-9ef5-481c-9fd0-39feea4448ff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INOVIO PHARMACEUTICALS, INC. (INO)
CIK: 0001055726
Period of Report: 2021-04-16
Reporting Person: BENITO SIMON X (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-16 | Common Stock | M | 2000 | $3.56 | Acquired | 53650 | Direct |
| 2021-04-16 | Common Stock | S | 2000 | $8.75 | Disposed | 51650 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-16 | Common Stock Options | $3.56 | M | 2000 | Disposed | 2021-05-13 | Common Stock (2000.0) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: Gives effect to a 1-for-4 reverse stock split effected by the Issuer on June 5, 2014.
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