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INOVIO PHARMACEUTICALS, INC. — Director's Dealing 2021
Apr 21, 2021
34008_dirs_2021-04-21_95737a6a-cc07-4f23-954d-6a06dcf57b03.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INOVIO PHARMACEUTICALS, INC. (INO)
CIK: 0001055726
Period of Report: 2021-04-21
Reporting Person: Weiner David B. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-21 | Common Stock | M | 22500 | $2.40 | Acquired | 877719 | Direct |
| 2021-04-21 | Common Stock | S | 22500 | $8.57 | Disposed | 855219 | Direct |
| 2021-04-21 | Common Stock | S | 4083 | $8.54 | Disposed | 851136 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-21 | Common Stock Options | $2.4 | M | 22500 | Disposed | 2022-02-23 | Common Stock (22500.0) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: These transactions were executed in multiple trades at prices ranging from $8.49 to $8.66, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Reporting person intends to use the proceeds of this sale to pay taxes resulting from the recent vesting of Restricted Stock Units granted by the issuer.
F4: Gives effect to a 1-for-4 reverse stock split effected by the Issuer on June 5, 2014.