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INOVIO PHARMACEUTICALS, INC. — Director's Dealing 2021
May 17, 2021
34008_dirs_2021-05-17_13f07041-e57c-40a6-8b7e-478a08f8e94d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INOVIO PHARMACEUTICALS, INC. (INO)
CIK: 0001055726
Period of Report: 2021-05-13
Reporting Person: DANSEY ROGER D (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-13 | Common Stock Options | $6.23 | A | 54000 | Acquired | 2031-05-13 | Common Stock (54000.0) | Direct |
| 2021-05-13 | Restricted Stock Unit | $ | A | 36000 | Acquired | Common Stock (36000.0) | Direct |
Footnotes
F1: This grant was made pursuant to the issuer's non-employee director compensation policy.
F2: The vesting schedule for the 54,000 options is as follows: 13,500 shares vested on May 13, 2021; 13,500 shares will vest on May 13, 2022; 13,500 shares will vest on May 13, 2023; 13,500 shares will vest on May 13, 2024.
F3: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 36,000 restricted stock units is as follows: 12,000 shares will vest on May 13, 2022; 12,000 shares will vest on May 13, 2023; 12,000 shares will vest on May 13, 2024. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both.