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Inotiv, Inc. — Director's Dealing 2015
Jun 22, 2015
34595_dirs_2015-06-22_b64fc24e-aaef-4329-8018-b9729e4e9f13.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIOANALYTICAL SYSTEMS INC (BASI)
CIK: 0000720154
Period of Report: 2015-06-18
Reporting Person: Lemke Jacqueline M (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-18 | Common Shares | M | 125000 | $1.38 | Acquired | 153000 | Direct |
| 2015-06-18 | Common Shares | M | 500 | $1.40 | Acquired | 153500 | Direct |
| 2015-06-18 | Common Stock | F | 96815 | $2.12 | Disposed | 56685 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-06-18 | Non-Qualified Option to Purchase Common Shares | $1.38 | M | 125000 | Disposed | 2022-04-09 | Common Shares (125000) | Direct |
| 2015-06-18 | Option to Purchase Common Shares | $1.40 | M | 500 | Disposed | 2023-01-16 | Common Shares (500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 3000 | Indirect |
Footnotes
F1: The reporting person acts as custodian for accounts which hold these shares for the benefit of the reporting person's minor children. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
F2: The option vested and became exercisable in two equal installments on March 31, 2013 and March 31, 2014.
F3: The option vested and became exercisable in two equal installments on January 16, 2014 and January 16, 2015.