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Inotiv, Inc. — Director's Dealing 2013
May 17, 2013
34595_dirs_2013-05-17_5104327f-8289-44dc-800d-a5135e2f5914.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: BIOANALYTICAL SYSTEMS INC (BASI)
CIK: 0000720154
Period of Report: 2013-05-08
Reporting Person: Downing Philip A (Sen. Dir., Preclinical Srvcs.)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $5.00 | 2014-12-30 | Common Stock (4000) | Direct | |
| Employee Stock Option (right to buy) | $5.09 | 2018-09-04 | Common Stock (4500) | Direct | |
| Employee Stock Option (right to buy) | $1.01 | 2020-08-15 | Common Stock (10000) | Direct | |
| Employee Stock Option (right to buy) | $1.4 | 2023-01-16 | Common Stock (500) | Direct |
Footnotes
F1: All of the options are vested and exercisable.
F2: 1,125 of the options vested and became exercisable on September 4, 2010, 2011 and 2012 and 1,125 of the options vest and become exercisable on September 4, 2013.
F3: 2,500 of the options vested and became exercisable on August 16, 2012 and 7,500 of the options vest and become exercisable in three equal annual installments beginning on August 16, 2013.
F4: The options vest in two equal annual installments beginning on January 16, 2014.
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