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Inogen Inc — Director's Dealing 2021
Jan 20, 2021
33625_dirs_2021-01-20_88eb1385-b6f0-4c86-a930-c41a6263de33.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Inogen Inc (INGN)
CIK: 0001294133
Period of Report: 2021-01-15
Reporting Person: Bauerlein Alison (EVP, Finance, & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-15 | Common Stock | M | 18098 | $16.62 | Acquired | 20413 | Direct |
| 2021-01-15 | Common Stock | S | 15966 | $44.2761 | Disposed | 4447 | Direct |
| 2021-01-15 | Common Stock | S | 2132 | $44.833 | Disposed | 2315 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-15 | Stock Option (Right to Buy) | $16.62 | M | 18098 | Disposed | 2021-03-31 | Common Stock (18098) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.
F2: Represents the weighted average share price of an aggregate total of 15,966 shares sold in the price range of $43.71 to $44.69 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Represents the weighted average share price of an aggregate total of 2,132 shares sold in the price range of $44.75 to $45.215 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: Subject to the reporting person's continuing service, 1/48th of the total shares subject to the option shall vest every month after March 1, 2014.
F5: Form 4 filed on 04/02/2014 indicated an incorrect expiration date.
F6: Previously filed form 4 incorrectly listed the number of derivative securities beneficially owned as 0.