AI assistant
Inogen Inc — Director's Dealing 2021
Mar 16, 2021
33625_dirs_2021-03-16_642f4d13-cfea-454a-9579-c3080d4f6098.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Inogen Inc (INGN)
CIK: 0001294133
Period of Report: 2021-03-15
Reporting Person: Bauerlein Alison (EVP, Finance, & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-15 | Common Stock | M | 18098 | $16.62 | Acquired | 21422 | Direct |
| 2021-03-15 | Common Stock | S | 11586 | $52.0127 | Disposed | 9836 | Direct |
| 2021-03-15 | Common Stock | S | 6512 | $52.6103 | Disposed | 3324 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-15 | Stock Option (Right to Buy) | $16.62 | M | 18098 | Disposed | 2021-03-31 | Common Stock (18098) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.
F2: Represents the weighted average share price of an aggregate total of 11,586
shares sold in the price range of $51.30 to $52.30 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Represents the weighted average share price of an aggregate total of 6,512
shares sold in the price range of $52.32 to $52.905 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: Subject to the reporting person's continuing service, 1/48th of the total shares subject to the option shall vest every month after March 1, 2014.