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Inogen Inc — Director's Dealing 2021
Jun 3, 2021
33625_dirs_2021-06-03_e0137491-0e54-449e-bc93-3e7b5a94a170.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Inogen Inc (INGN)
CIK: 0001294133
Period of Report: 2021-06-01
Reporting Person: Bauerlein Alison (EVP, Finance, & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-01 | Common Stock | M | 252 | $0.00 | Acquired | 3576 | Direct |
| 2021-06-01 | Common Stock | M | 546 | $0.00 | Acquired | 4122 | Direct |
| 2021-06-01 | Common Stock | F | 343 | $60.34 | Disposed | 3779 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-01 | Restricted Stock Unit | $ | M | 252 | Disposed | Common Stock (252) | Direct | |
| 2021-06-01 | Restricted Stock Unit | $ | M | 546 | Disposed | Common Stock (546) | Direct |
Footnotes
F1: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a time-based restricted stock award that vested on June 1, 2021.
F2: Each restricted stock unit represents a contingent right to receive one share of Inogen common stock.
F3: Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on September 1, 2018, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month, subject to the reporting person continuing to be a service provider through each such vesting date.
F4: Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on March 1, 2021, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month.