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Inogen Inc — Director's Dealing 2021
Aug 4, 2021
33625_dirs_2021-08-03_4ae9d0bf-cbe3-49e6-98ff-205213c481b8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Inogen Inc (INGN)
CIK: 0001294133
Period of Report: 2021-07-30
Reporting Person: Bauerlein Alison (EVP, Finance, & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-30 | Common Stock | M | 8235 | $38.54 | Acquired | 12014 | Direct |
| 2021-07-30 | Common Stock | S | 8235 | $80.0149 | Disposed | 3779 | Direct |
| 2021-08-02 | Common Stock | M | 1397 | $38.54 | Acquired | 5176 | Direct |
| 2021-08-02 | Common Stock | S | 1397 | $80.3262 | Disposed | 3779 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-30 | Stock Option (Right to Buy) | $38.54 | M | 8235 | Disposed | 2022-05-15 | Common Stock (8235) | Direct |
| 2021-08-02 | Stock Option (Right to Buy) | $38.54 | M | 1397 | Disposed | 2022-05-15 | Common Stock (1397) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.
F2: Represents the weighted average share price of an aggregate total of 8,235
shares sold in the price range of $80.00 to $80.16 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Represents the weighted average share price of an aggregate total of 1,397 shares sold in the price range of $80.12 to $80.68 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one forty-eighth (1/48th) of the total shares subject to the option shall vest each month on the same day as the vesting commencement date. The vesting commencement date for this option is May 1, 2015.