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Inogen Inc — Director's Dealing 2021
Sep 4, 2021
33625_dirs_2021-09-03_55adf66d-4445-4cdc-9f03-4e482a9c0be1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Inogen Inc (INGN)
CIK: 0001294133
Period of Report: 2021-09-01
Reporting Person: Bauerlein Alison (EVP, Finance, & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-01 | Common Stock | M | 253 | $0.00 | Acquired | 3761 | Direct |
| 2021-09-01 | Common Stock | M | 546 | $0.00 | Acquired | 4307 | Direct |
| 2021-09-01 | Common Stock | F | 616 | $60.57 | Disposed | 3691 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-01 | Restricted Stock Unit | $ | M | 253 | Disposed | Common Stock (253) | Direct | |
| 2021-09-01 | Restricted Stock Unit | $ | M | 546 | Disposed | Common Stock (546) | Direct |
Footnotes
F1: Shares beneficially owned are 271 shares less than the previously filed Form 4s due to an error reporting the shares withheld to cover the Reporting Person's tax withholding liability on June 1, 2021. An amendment to the original Form 4 has been filed to correct the error.
F2: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a time-based restricted stock award that vested on September 1, 2021.
F3: Each restricted stock unit represents a contingent right to receive one share of Inogen common stock.
F4: Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on September 1, 2018, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month, subject to the reporting person continuing to be a service provider through each such vesting date.
F5: Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on March 1, 2021, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month.