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Inogen Inc — Director's Dealing 2019
Jan 16, 2019
33625_dirs_2019-01-16_5493b451-7ae3-42b9-97dd-787711177189.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Inogen Inc (INGN)
CIK: 0001294133
Period of Report: 2019-01-15
Reporting Person: Huggenberger Raymond (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-15 | Common Stock | M | 3500 | $16.62 | Acquired | 11297 | Direct |
| 2019-01-15 | Common Stock | M | 2500 | $44.19 | Acquired | 13797 | Direct |
| 2019-01-15 | Common Stock | M | 2500 | $38.54 | Acquired | 16297 | Direct |
| 2019-01-15 | Common Stock | S | 6649 | $136.24 | Disposed | 9648 | Direct |
| 2019-01-15 | Common Stock | S | 995 | $137.95 | Disposed | 8653 | Direct |
| 2019-01-15 | Common Stock | S | 574 | $139.11 | Disposed | 8079 | Direct |
| 2019-01-15 | Common Stock | S | 282 | $141.66 | Disposed | 7797 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-01-15 | Common Stock (Right to Buy) | $16.62 | M | 3500 | Disposed | 2021-03-31 | Common Stock (3500) | Direct |
| 2019-01-15 | Common Stock (Right to Buy) | $38.54 | M | 2500 | Disposed | 2022-05-15 | Common Stock (2500) | Direct |
| 2019-01-15 | Common Stock (Right to Buy) | $44.19 | M | 2500 | Disposed | 2023-05-15 | Common Stock (2500) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/2/2018
F2: Represents the weighted average share price of an aggregate total of 6,649 shares sold in the price range of $135.97 to $136.95 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Represents the weighted average share price of an aggregate total of 995 shares sold in the price range of $137.65 to $138.26 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: Represents the weighted average share price of an aggregate total of 282 shares sold in the price range of $141.58 to $141.71 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: Subject to the reporting person's continuing service, 1/48th of the total shares subject to the option shall vest every month after March 1, 2014.
F6: Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one forty-eighth (1/48th) of the total shares subject to the option shall vest each month on the same day as the vesting commencement date. The vesting commencement date for this option is May 1, 2015.
F7: Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one forty-eighth (1/48th) of the total shares subject to the option shall vest each month on the same day as the vesting commencement date. The vesting commencement date for this option is May 1, 2016.