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Inogen Inc — Director's Dealing 2018
Mar 2, 2018
33625_dirs_2018-03-02_e43ea9a5-c539-4be7-9d21-e7c1b1e4ed83.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Inogen Inc (INGN)
CIK: 0001294133
Period of Report: 2018-03-01
Reporting Person: Lukatch Heath (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-01 | Common Stock | M | 2500 | $43.21 | Acquired | 2500 | Direct |
| 2018-03-01 | Common Stock | S | 934 | $118.3134 | Disposed | 1566 | Direct |
| 2018-03-01 | Common Stock | S | 1266 | $119.2981 | Disposed | 300 | Direct |
| 2018-03-01 | Common Stock | S | 300 | $121.1617 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-01 | Stock Option (right to buy) | $43.21 | M | 2500 | Disposed | 2022-10-13 | Common Stock (2500) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2017.
F2: Represents the weighted average share price of an aggregate total of 934 shares sold in the price range of $117.85 to $118.83 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Represents the weighted average share price of an aggregate total of 1,266 shares sold in the price range of $118.86 to $119.73 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price
F4: Represents the weighted average share price of an aggregate total of 300 shares sold in the price range of $121.115 to $121.250 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: Subject to reporting person's continuing to be a Service Provider (as defined in the 2014 Equity Incentive Plan), 1/12th of the total shares subject to the option vested monthly, beginning with the first month anniversary after the vesting commencement date, but vested fully on the date of the 2016 Annual Meeting of the Issuer's stockholders held after the vesting commencement date. The vesting commencement date for this option was October 14, 2015.