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Inogen Inc Director's Dealing 2018

Aug 17, 2018

33625_dirs_2018-08-16_5b5cadc3-1a6c-4f81-b79f-87afab7e2ea3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Inogen Inc (INGN)
CIK: 0001294133
Period of Report: 2018-08-15

Reporting Person: Huggenberger Raymond (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-08-15 Common Stock M 1000 $8.37 Acquired 8797 Direct
2018-08-15 Common Stock M 4500 $16.62 Acquired 13297 Direct
2018-08-15 Common Stock M 2500 $38.54 Acquired 15797 Direct
2018-08-15 Common Stock M 2500 $44.19 Acquired 18297 Direct
2018-08-15 Common Stock S 706 $226.299 Disposed 17591 Direct
2018-08-15 Common Stock S 3178 $227.1849 Disposed 14413 Direct
2018-08-15 Common Stock S 1110 $228.5685 Disposed 13303 Direct
2018-08-15 Common Stock S 3701 $229.4292 Disposed 9602 Direct
2018-08-15 Common Stock S 1605 $230.4319 Disposed 7997 Direct
2018-08-15 Common Stock S 200 $231.0685 Disposed 7797 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-08-15 Stock Option (right to buy) $8.37 M 1000 Disposed 2023-10-09 Common Stock (1000) Direct
2018-08-15 Stock Option (right to buy) $16.62 M 4500 Disposed 2021-03-31 Common Stock (4500) Direct
2018-08-15 Stock Option (right to buy) $38.54 M 2500 Disposed 2022-05-15 Common Stock (2500) Direct
2018-08-15 Stock Option (right to buy) $44.19 M 2500 Disposed 2023-05-11 Common Stock (2500) Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018.

F2: Represents the weighted average share price of an aggregate total of 706 shares sold in the price range of $225.71 to $226.51 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3: Represents the weighted average share price of an aggregate total of 3,178
shares sold in the price range of $226.76 to $227.60 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4: Represents the weighted average share price of an aggregate total of 1,110
shares sold in the price range of $228.00 to $228.97 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F5: Represents the weighted average share price of an aggregate total of 3,701 shares sold in the price range of $229.00 to $229.84 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F6: Represents the weighted average share price of an aggregate total of 1,605
shares sold in the price range of $230.00 to $230.96 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F7: Represents the weighted average share price of an aggregate total of 200 shares sold in the price range of $231.03 to $231.22 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F8: Subject to the reporting person's continuing service, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is October 1, 2013.

F9: Subject to the reporting person's continuing service, 1/48th of the total shares subject to the option shall vest every month after March 1, 2014.

F10: Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one forty-eighth (1/48th) of the total shares subject to the option shall vest each month on the same day as the vesting commencement date. The vesting commencement date for this option is May 1, 2015.

F11: Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is May 1, 2016.