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Inogen Inc Director's Dealing 2018

Nov 19, 2018

33625_dirs_2018-11-19_61f0af9e-b4d8-4277-9efc-b550397940a6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Inogen Inc (INGN)
CIK: 0001294133
Period of Report: 2018-11-15

Reporting Person: Huggenberger Raymond (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-11-15 Common Stock M 1069 $16.62 Acquired 8866 Direct
2018-11-15 Common Stock M 3500 $16.62 Acquired 12366 Direct
2018-11-15 Common Stock M 2500 $44.19 Acquired 14866 Direct
2018-11-15 Common Stock M 2500 $38.54 Acquired 17366 Direct
2018-11-15 Common Stock S 1240 $127.34 Disposed 16126 Direct
2018-11-15 Common Stock S 1728 $128.66 Disposed 14398 Direct
2018-11-15 Common Stock S 3868 $129.20 Disposed 10530 Direct
2018-11-15 Common Stock S 1933 $130.36 Disposed 8597 Direct
2018-11-15 Common Stock S 800 $131.64 Disposed 7797 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-11-15 Common Stock (Right to Buy) $16.62 M 4569 Disposed 2021-03-31 Common Stock (4569) Direct
2018-11-15 Common Stock (Right to Buy) $38.54 M 2500 Disposed 2022-05-15 Common Stock (2500) Direct
2018-11-15 Common Stock (Right to Buy) $44.19 M 2500 Disposed 2023-05-11 Common Stock (2500) Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on [insert date].

F2: Represents the weighted average share price of an aggregate total of 1,240 shares sold in the price range of $127.26 to $128.00 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3: Represents the weighted average share price of an aggregate total of 1,728 shares sold in the price range of $128.35 to $129.00 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4: Represents the weighted average share price of an aggregate total of 3,868 shares sold in the price range of $129.01 to $130.00 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F5: Represents the weighted average share price of an aggregate total of 1,933 shares sold in the price range of $130.07 to $130.51 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F6: Subject to the reporting person's continuing service, 1/48th of the total shares subject to the option shall vest every month after March 1, 2014.

F7: Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one forty-eighth (1/48th) of the total shares subject to the option shall vest each month on the same day as the vesting commencement date. The vesting commencement date for this option is May 1, 2015.

F8: Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one forty-eighth (1/48th) of the total shares subject to the option shall vest each month on the same day as the vesting commencement date. The vesting commencement date for this option is May 1, 2016.