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Inogen Inc — Director's Dealing 2016
Mar 17, 2016
33625_dirs_2016-03-17_0c8142a9-a0b5-4073-b62f-fa9503641818.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Inogen Inc (INGN)
CIK: 0001294133
Period of Report: 2016-03-15
Reporting Person: Scribner Matt (EVP, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-15 | Common Stock | M | 4102 | $2.40 | Acquired | 6435 | Direct |
| 2016-03-15 | Common Stock | S | 900 | $39.7789 | Disposed | 5535 | Direct |
| 2016-03-15 | Common Stock | S | 2102 | $40.9524 | Disposed | 3433 | Direct |
| 2016-03-15 | Common Stock | S | 1000 | $42.066 | Disposed | 2433 | Direct |
| 2016-03-15 | Common Stock | S | 100 | $43.06 | Disposed | 2333 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-15 | Stock Option (right to buy) | $2.40 | M | 4102 | Disposed | 2018-03-27 | Common Stock (4102) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2015.
F2: Represents the weighted average share price of an aggregate total of 900 shares sold in the price range of $39.35 to $40.07 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Represents the weighted average share price of an aggregate total of 2,102 shares sold in the price range of $40.38 to $41.33 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: Represents the weighted average share price of an aggregate total of 1,000 shares sold in the price range of $41.61 to $42.48 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: Subject to the reporting person's continuing service, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is January 1, 2008.