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Inogen Inc — Director's Dealing 2016
May 18, 2016
33625_dirs_2016-05-18_9a997d98-83fc-4ef3-bda1-f15b9106d645.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Inogen Inc (INGN)
CIK: 0001294133
Period of Report: 2016-05-16
Reporting Person: Huggenberger Raymond (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-16 | Common Stock | M | 20746 | $16.62 | Acquired | 27554 | Direct |
| 2016-05-16 | Common Stock | S | 11028 | $43.9835 | Disposed | 16526 | Direct |
| 2016-05-16 | Common Stock | S | 9718 | $44.3975 | Disposed | 6808 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-16 | Stock Option (right to buy) | $16.62 | M | 20746 | Disposed | 2021-04-01 | Common Stock (20746) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2015.
F2: Represents the weighted average share price of an aggregate total of 11,028 shares sold in the price range of $43.28 to $44.27 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Represents the weighted average share price of an aggregate total of 9,718 shares sold in the price range of $44.29 to $44.52 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: Subject to the reporting person's continuing service, 1/48th of the total shares subject to the option shall vest every month after March 1, 2014.
F5: This option expires on April 1, 2021. Previous Forms 4 filed on April 2, 2014 and April 19, 2016 contained a clerical error reporting the incorrect expiration date for this option.