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Inogen Inc Director's Dealing 2016

Oct 19, 2016

33625_dirs_2016-10-19_13e6f214-2c38-4894-8238-369e6ec0f53c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Inogen Inc (INGN)
CIK: 0001294133
Period of Report: 2016-10-17

Reporting Person: Huggenberger Raymond (Director, CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-10-17 Common Stock M 1534 $0.81 Acquired 8342 Direct
2016-10-17 Common Stock M 5555 $8.37 Acquired 13897 Direct
2016-10-17 Common Stock S 1534 $56.3243 Disposed 12363 Direct
2016-10-17 Common Stock S 5555 $56.2209 Disposed 6808 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-10-17 Stock Option (right to buy) $0.81 M 1534 Disposed 2022-03-28 Common Stock (1534) Direct
2016-10-17 Stock Option (right to buy) $8.37 M 5555 Disposed 2023-10-10 Common Stock (5555) Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2016.

F2: Represents the weighted average share price of an aggregate total of 1,534 shares sold in the price range of $56.15 to $56.51 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3: Represents the weighted average share price of an aggregate total of 5,555 shares sold in the price range of $55.770 to $56.525 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4: Subject to the reporting person's continuing service, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is April 1, 2012.

F5: The Form 3 filed on February 12, 2014 mistakenly reported the expiration date as 03/28/2012.

F6: Subject to the reporting person's continuing service, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is October 1, 2013.