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Inogen Inc — Director's Dealing 2016
Nov 18, 2016
33625_dirs_2016-11-17_aa0591c1-65c7-42c6-8585-d94853822183.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Inogen Inc (INGN)
CIK: 0001294133
Period of Report: 2016-11-15
Reporting Person: Huggenberger Raymond (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-15 | Common Stock | M | 8000 | $16.62 | Acquired | 14808 | Direct |
| 2016-11-15 | Common Stock | S | 1400 | $63.2893 | Disposed | 13408 | Direct |
| 2016-11-15 | Common Stock | S | 6600 | $64.1987 | Disposed | 6808 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-15 | Stock Option (right to buy) | $16.62 | M | 8000 | Disposed | 2021-03-31 | Common Stock (8000) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2016.
F2: Represents the weighted average share price of an aggregate total of 1,400 shares sold in the price range of $62.81 to $63.72 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Represents the weighted average share price of an aggregate total of 6,600 shares sold in the price range of $63.84 to $64.43 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: Subject to the reporting person's continuing service, 1/48th of the total shares subject to the option shall vest every month after March 1, 2014.
F5: Previous Forms 4 indicated an incorrect expiration date.