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Inogen Inc — Director's Dealing 2016
Dec 6, 2016
33625_dirs_2016-12-05_ff385278-1e7a-412e-b534-384cc9b0036d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Inogen Inc (INGN)
CIK: 0001294133
Period of Report: 2016-12-01
Reporting Person: Wilkinson Scott (President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-01 | Common Stock | M | 26706 | $16.62 | Acquired | 66050 | Direct |
| 2016-12-01 | Common Stock | S | 12934 | $60.9375 | Disposed | 53116 | Direct |
| 2016-12-01 | Common Stock | S | 9471 | $61.8014 | Disposed | 43645 | Direct |
| 2016-12-01 | Common Stock | S | 2500 | $62.8056 | Disposed | 41145 | Direct |
| 2016-12-01 | Common Stock | S | 1801 | $64.2184 | Disposed | 39344 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-01 | Stock Option (Right to Buy) | $16.62 | M | 26706 | Disposed | 2021-04-01 | Common Stock (26706) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2016.
F2: Represents the weighted average share price of an aggregate total of 12,934 shares sold in the price range of $60.45 to $61.40 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Represents the weighted average share price of an aggregate total of 9,471 shares sold in the price range of $61.50 to $62.31 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: Represents the weighted average share price of an aggregate total of 2,500 shares sold in the price range of $62.50 to $63.20 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: Represents the weighted average share price of an aggregate total of 1,801 shares sold in the price range of $64.08 to $64.36 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F6: Subject to the reporting person's continuing service, 1/48th of the total shares subject to the option shall vest every month after March 1, 2014.
F7: Previous Form 4 indicated an incorrect expiration date.