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Inogen Inc — Director's Dealing 2016
Dec 27, 2016
33625_dirs_2016-12-27_7323e96d-079d-4612-a3d2-5dd1da644174.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Inogen Inc (INGN)
CIK: 0001294133
Period of Report: 2016-11-25
Reporting Person: Taylor Brenton (EVP, Engineering)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-25 | Common Stock | M | 625 | $1.17 | Acquired | 13230 | Indirect |
| 2016-11-25 | Common Stock | M | 79 | $8.37 | Acquired | 13309 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-25 | Stock Option (Right to Buy) | $1.17 | M | 625 | Disposed | 2017-01-28 | Common Stock (625) | Indirect |
| 2016-11-25 | Stock Option (Right to Buy) | $8.37 | M | 79 | Disposed | 2017-01-28 | Common Stock (79) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 31851 | Direct |
Footnotes
F1: Subject to the reporting person's continuing service, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is January 1, 2013.
F2: 938 of the unvested shares subject to the options were forfeited in accordance with the terms of the award upon the reporting person's spouse's termination as a service provider, effective as of October 28, 2016.
F3: Subject to the reporting person's continuing service, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is October 1, 2013.
F4: 474 of the unvested shares subject to the options were forfeited in accordance with the terms of the award upon the reporting person's spouse's termination as a service provider, effective as of October 28, 2016.