Inogen Inc — Director's Dealing 2014

Feb 13, 2014

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Inogen Inc (INGN)
CIK: 0001294133
Period of Report: 2014-02-12

Reporting Person: Novo A/S (10% Owner, SEE REMARKS)

Holdings (Non-Derivative)

Security	Shares	Ownership
COMMON STOCK	88393	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
SERIES B PREFERRED STOCK	$		COMMON STOCK (30839)		Direct
SERIES C PREFERRED STOCK	$		COMMON STOCK (1967)		Direct
SERIES D PREFERRED STOCK	$		COMMON STOCK (914516)		Direct
SERIES E PREFERRED STOCK	$		COMMON STOCK (1363283)		Direct
SERIES F PREFERRED STOCK	$		COMMON STOCK (1260504)		Direct
SERIES G PREFERRED STOCK	$		COMMON STOCK (2376947)		Direct
COMMON STOCK WARRANT (RIGHT TO BUY)	$0.30	2017-04-27	COMMON STOCK (26365)		Direct
COMMON STOCK WARRANT (RIGHT TO BUY)	$0.30	2017-05-31	COMMON STOCK (19022)		Direct
COMMON STOCK WARRANT (RIGHT TO BUY)	$0.30	2017-06-22	COMMON STOCK (12681)		Direct
COMMON STOCK WARRANT (RIGHT TO BUY)	$0.30	2017-07-17	COMMON STOCK (5570)		Direct
COMMON STOCK WARRANT (RIGHT TO BUY)	$0.30	2017-08-06	COMMON STOCK (2727)		Direct
COMMON STOCK WARRANT (RIGHT TO BUY)	$0.30	2017-10-19	COMMON STOCK (52018)		Direct
COMMON STOCK WARRANT (RIGHT TO BUY)	$0.30	2019-02-26	COMMON STOCK (11488)		Direct

Footnotes

F1: Series B, C, D, E, F and G Preferred Stock (collectively, the "Preferred Stock") has no expiration date and is convertible at any time, at the holder's election. Upon the closing of the Issuer's initial public offering, the Preferred Stock will automatically convert into shares of the Issuer's Common Stock based on the Applicable Conversion Price (as defined in the Issuer's Twelfth Amended and Restated Certificate of Incorporation).