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Inogen Inc Director's Dealing 2014

Feb 22, 2014

33625_dirs_2014-02-21_9e9c565a-26e1-450b-b298-54a8932b1c26.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Inogen Inc (INGN)
CIK: 0001294133
Period of Report: 2014-02-20

Reporting Person: LARSEN CHARLES E (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-02-20 Common Stock C 844810 Acquired 860041 Indirect
2014-02-20 Common Stock S 109826 $14.88 Disposed 750215 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-02-20 Series C Preferred Stock $ C 142207 Disposed Common Stock (246039) Indirect
2014-02-20 Series D Preferred Stock $ C 128730 Disposed Common Stock (241948) Indirect
2014-02-20 Series E Preferred Stock $ C 132528 Disposed Common Stock (356823) Indirect

Footnotes

F1: Each share of (i) Series C Preferred Stock will automatically convert into 1.730144671 shares of the Issuer's Common Stock, (ii) Series D Preferred Stock will automatically convert into 1.879505664 shares of the Issuer's Common Stock, and (iii) Series E Preferred Stock will automatically convert into 2.692436975 shares of the Issuer's Common Stock upon the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F2: Shares held by AMV Partners I, L.P. ("AMV"). AMV has sole voting and dispositive power over the shares, except that (i) Accuitive Medical Ventures, LLC (AMV LLC"), the general partner of AMV, may be deemed to have shared power to vote and dispose of these shares, and (ii) the reporting person, a managing member of AMV LLC, may be deemed to have shared power to vote and dispose of these shares. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.