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Inogen Inc — Director's Dealing 2014
Feb 22, 2014
33625_dirs_2014-02-21_9e9c565a-26e1-450b-b298-54a8932b1c26.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Inogen Inc (INGN)
CIK: 0001294133
Period of Report: 2014-02-20
Reporting Person: LARSEN CHARLES E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-20 | Common Stock | C | 844810 | — | Acquired | 860041 | Indirect |
| 2014-02-20 | Common Stock | S | 109826 | $14.88 | Disposed | 750215 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-20 | Series C Preferred Stock | $ | C | 142207 | Disposed | Common Stock (246039) | Indirect | |
| 2014-02-20 | Series D Preferred Stock | $ | C | 128730 | Disposed | Common Stock (241948) | Indirect | |
| 2014-02-20 | Series E Preferred Stock | $ | C | 132528 | Disposed | Common Stock (356823) | Indirect |
Footnotes
F1: Each share of (i) Series C Preferred Stock will automatically convert into 1.730144671 shares of the Issuer's Common Stock, (ii) Series D Preferred Stock will automatically convert into 1.879505664 shares of the Issuer's Common Stock, and (iii) Series E Preferred Stock will automatically convert into 2.692436975 shares of the Issuer's Common Stock upon the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.
F2: Shares held by AMV Partners I, L.P. ("AMV"). AMV has sole voting and dispositive power over the shares, except that (i) Accuitive Medical Ventures, LLC (AMV LLC"), the general partner of AMV, may be deemed to have shared power to vote and dispose of these shares, and (ii) the reporting person, a managing member of AMV LLC, may be deemed to have shared power to vote and dispose of these shares. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.