Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Inogen Inc Director's Dealing 2014

Oct 4, 2014

33625_dirs_2014-10-03_27419a2b-d21c-4bfd-a03f-9860b619302d.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Inogen Inc (INGN)
CIK: 0001294133
Period of Report: 2014-10-01

Reporting Person: Petersen Timothy (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-10-01 Common Stock S 5816 $20.606 Disposed 257782 Indirect
2014-10-01 Common Stock S 3877 $20.606 Disposed 171850 Indirect
2014-10-01 Common Stock S 26299 $20.606 Disposed 1169691 Indirect
2014-10-01 Common Stock S 6153 $20.606 Disposed 274115 Indirect
2014-10-02 Common Stock S 3394 $20.9101 Disposed 254388 Indirect
2014-10-02 Common Stock S 2263 $20.9101 Disposed 169587 Indirect
2014-10-02 Common Stock S 15349 $20.9101 Disposed 1154342 Indirect
2014-10-02 Common Stock S 3591 $20.9101 Disposed 270524 Indirect
2014-10-03 Common Stock S 4369 $21.5162 Disposed 250019 Indirect
2014-10-03 Common Stock S 2913 $21.5162 Disposed 166674 Indirect
2014-10-03 Common Stock S 19754 $21.5162 Disposed 1134588 Indirect
2014-10-03 Common Stock S 4622 $21.5162 Disposed 265902 Indirect

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2014.

F2: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $20.500 to $20.7500 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: These shares are held by Arboretum Ventures 1, LLC ("Ventures 1"). Arboretum Investment Manager, LLC ("AIM") serves as the managing member of Ventures 1. Arboretum Ventures, Inc. ("INC") serves as the Manager of AIM. Timothy Petersen is a shareholder of INC and may be deemed to have voting and investment power with respect to such shares. The reporting person disclaims beneficial ownership of the shares reported herein, except to the extent of his pecuniary interest therein.

F4: These shares are held by Arboretum Ventures 1-A, LLC ("Ventures 1-A"). AIM serves as the managing member of Ventures 1-A. INC serves as the Manager of AIM. Timothy Petersen is a shareholder of INC and may be deemed to have voting and investment power with respect to such shares. The reporting person disclaims beneficial ownership of the shares reported herein, except to the extent of his pecuniary interest therein.

F5: These shares are held by Arboretum Ventures II, L.P ("Ventures II"). Arboretum Investment Manager II, LLC ("AIM II") serves as the general partner of Ventures II. Timothy Petersen is a managing member of AIM II and may be deemed to have voting and investment power with respect to such shares. The reporting person disclaims beneficial ownership of the shares reported herein, except to the extent of his pecuniary interest therein.

F6: These shares are held by Arboretum Ventures IIa, L.P ("Ventures IIa). AIM II serves as the sole manager of Arboretum Investment Manager IIa, LLC ("AIM IIa"), which serves as the general partner of Ventures IIa. Timothy Petersen is a managing member of AIM II and may be deemed to have voting and investment power with respect to such shares. The reporting person disclaims beneficial ownership of the shares reported herein, except to the extent of his pecuniary interest therein.

F7: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $20.700 to $21.135 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F8: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $21.0300 to $26.6750 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.