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Innventure, Inc. Director's Dealing 2025

Apr 28, 2025

33263_dirs_2025-04-28_e52d988f-eede-442d-bc41-6df871471038.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Innventure, Inc. (INV)
CIK: 0002001557
Period of Report: 2025-04-24

Reporting Person: Otworth Michael (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2025-04-24 Common Stock J 228322 $5 Acquired 3480607 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2025-04-24 Series C Preferred Stock $5 J 114161 Disposed 2030-03-24 Common Stock (228322) Direct

Footnotes

F1: On April 24, 2025, the reporting person converted 114,161 shares of Series C preferred stock, par value $0.0001 per share ("Series C Preferred Stock"), at the Series C conversion rate of 2.00, resulting in the issuance to the reporting person of 228,322 shares of Innventure, Inc. (the "Issuer") common stock, par value $0.0001 per share ("Common Stock"). The Series C Preferred Stock of the Issuer is convertible into a number of shares of Common Stock equal to the Series C conversion rate, which is a fraction whose numerator is $10.00, and whose denominator is the lesser of (i) the Reset Conversion Price and (ii) $12.50, multiplied by the number of shares of Series C Preferred Stock held by such holder. The Reset Conversion Price is the greater of (i) $5.00 and (ii) the 10-trading day volume-weighted average Nasdaq Stock Market official closing price of the Common Stock, and, on April 24, 2025, the Reset Conversion Price was $5.00.