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Innventure, Inc. — Director's Dealing 2025
Apr 28, 2025
33263_dirs_2025-04-28_479b0877-13af-4d53-bf94-29aafa69df25.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Innventure, Inc. (INV)
CIK: 0002001557
Period of Report: 2025-04-24
Reporting Person: Scott John Stewart (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-04-24 | Common Stock | J | 452668 | $5 | Acquired | 2417719 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-04-24 | Series C Preferred Stock | $5 | J | 226334 | Disposed | 2030-03-24 | Common Stock (452668) | Direct |
Footnotes
F1: On April 24, 2025, the reporting person converted 226,334 shares of Series C preferred stock, par value $0.0001 per share ("Series C Preferred Stock"), at the Series C conversion rate of 2.00, resulting in the issuance to the reporting person of 452,668 shares of Innventure, Inc. (the "Issuer") common stock, par value $0.0001 per share ("Common Stock"). The Series C Preferred Stock of the Issuer is convertible into a number of shares of Common Stock equal to the Series C conversion rate, which is a fraction whose numerator is $10.00, and whose denominator is the lesser of (i) the Reset Conversion Price and (ii) $12.50, multiplied by the number of shares of Series C Preferred Stock held by such holder. The Reset Conversion Price is the greater of (i) $5.00 and (ii) the 10-trading day volume-weighted average Nasdaq Stock Market official closing price of the Common Stock, and, on April 24, 2025, the Reset Conversion Price was $5.00.