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Innoviva, Inc. Director's Dealing 2021

May 20, 2021

32090_dirs_2021-05-20_16d7c656-b5c5-4851-ab99-bb0b7b7477d4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Entasis Therapeutics Holdings Inc. (ETTX)
CIK: 0001724344
Period of Report: 2021-05-03

Reporting Person: Innoviva, Inc. (10% Owner)
Reporting Person: Innoviva Strategic Opportunities LLC (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-03 Common Stock P 3731025 $2 Acquired 3731025 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-03 Warrants to Purchase Common Stock $2.00 P 3731025 Acquired 2026-05-03 Common Stock (3731025) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 18672897 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Warrants to Purchase Common Stock $ Common Stock (18672897) 18672897 Direct

Footnotes

F1: As reflected in the Amendment No. 4 to Schedule 13D filed by Innoviva, Inc. ("INVA") and Innoviva Strategic Opportunities LLC, a wholly owned subsidiary of INVA ("ISO" and together with INVA, the "Reporting Persons") with the U.S. Securities and Exchange Commission on May 3, 2021 (the "Schedule 13D/A"), in connection the closing that occurred on May 3, 2021 pursuant to a securities purchase agreement, dated as of May 3, 2021 (the "Purchase Agreement" and, such closing, the "Closing"), by and between Entasis Therapeutics Holdings Inc. (the "Issuer") and ISO, ISO acquired 3,731,025 shares of common stock of the Issuer ("Shares") and warrants to purchase an additional 3,731,025 Shares ("Warrants" and together with the Shares, the "Security") for an aggregate price of $2.00 per Security as set forth in this Form 4.

F2: INVA acquired an aggregate of 18,672,897 shares of common stock of the issuer and warrants to purchase an aggregate 18,672,897 shares of common stock of the Issuer in transactions on April 22, 2020, June 11, 2020 and September 1, 2020.