INNOVATIVE SOLUTIONS & SUPPORT INC — Director's Dealing 2020

Dec 22, 2020

144 1 tm2039192d1_144.htm FORM 144

| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 | | | | | | | OMB
APPROVAL | |
| --- | --- | --- | --- | --- | --- | --- | --- | --- |
| | | | | | | | OMB Number: 3235-0101 Expires: May 31, 2017 Estimated average burden hours per response . . . . . . . . . 1.00 | |
| | | | | | | | SEC
USE ONLY | |
| | | | | | | | DOCUMENT
SEQUENCE NO. | |
| | | | | | | | CUSIP
NUMBER | |
| ATTENTION: | Transmit
for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale
directly with a market maker. | | | | | | | |
| 1 (a) NAME
OF ISSUER (Please type or print) | | (b) IRS
IDENT. NO. | | (c) S.E.C.
FILE NO. | | | WORK
LOCATION | |
| INNOVATIVE
SOLUTIONS & SUPPORT INC | | 23-2507402 | | 000-31157 | | | | |
| 1 (d) | ADDRESS
OF ISSUER | STREET | CITY | | STATE | ZIP
CODE | (e) TELEPHONE
NO. | |
| 720 | | PENNSYLVANIA
DRIVE | EXTON | | PA | 19341 | 610 | 646-9800 |
| 2 (a) | NAME
OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD | (b) | RELATIONSHIP
TO ISSUER | (c) | ADDRESS STREET | CITY | STATE | ZIP CODE |
| CHURCHILL
WINSTON J | | DIRECTOR | | 720
PENNSYLVANIA DRIVE | | EXTON | PA | 19341 |

INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.

3 (a)	(b)	(c)	(e)	(f)	(g)
	Broker-Dealer File Number
Common Stock	Morgan Stanley
Wealth Management 111 N Washington
Ave #201, Scranton, PA 18503	10,251	16,984,426 as of July 31, 2020	12/16/2020	NASDAQ
Common Stock	Morgan Stanley
Wealth Management 111 N Washington
Ave #201, Scranton, PA 18503	1,400	16,984,426 as of July 31, 2020	12/16/2020	NASDAQ
Common Stock	Morgan Stanley
Wealth Management 111 N Washington
Ave #201, Scranton, PA 18503	15,202	16,984,426 as of July 31, 2020	12/17/2020	NASDAQ

INSTRUCTIONS:

| 1. | (a) | Name
of issuer | (a) | Title
of the class of securities to be sold |
| --- | --- | --- | --- | --- |
| | (b) | Issuer’s
I.R.S. Identification Number | (b) | Name
and address of each broker through whom the securities are intended to be sold |
| | (c) | Issuer’s
S.E.C. file number, if any | (c) | Number
of shares or other units to be sold (if debt securities, give the aggregate face amount) |
| | (d) | Issuer’s
address, including zip code | (d) | Aggregate
market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice |
| | (e) | Issuer’s
telephone number, including area code | (e) | Number
of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by
the most recent report or statement published by the issuer |
| | | | (f) | Approximate
date on which the securities are to be sold |
| 2. | (a) | Name
of person for whose account the securities are to be sold | (g) | Name
of each securities exchange, if any, on which the securities are intended to be sold |
| | (b) | Such
person’s relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any
of the foregoing) | | |
| | (c) | Such
person’s address, including zip code | | |

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

SEC 1147 (02-08)

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TABLE I –– SECURITIES TO BE SOLD

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

| Title
of the Class | Date
you Acquired | Nature
of Acquisition Transaction | Name
of Person from Whom Acquired (If gift, also give date donor acquired) | Amount
of Securities Acquired | Date
of Payment | Nature
of Payment |
| --- | --- | --- | --- | --- | --- | --- |
| Common Stock | 01/02/2017 | Stock-based Compensation | Issuer | 14,234 | N/A | N/A |
| Common Stock | 01/02/2018 | Stock-based Compensation | Issuer | 11,494 | N/A | N/A |
| Common Stock | 01/02/2019 | Stock-based Compensation | Issuer | 1,125 | N/A | N/A |

INSTRUCTIONS: If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

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TABLE II –– SECURITIES SOLD DURING THE PAST 3 MONTHS

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

| Name
and Address of Seller | Title
of Securities Sold | Date
of Sale | Amount
of Securities Sold | Gross
Proceeds |
| --- | --- | --- | --- | --- |
| N/A | N/A | N/A | N/A | N/A |

REMARKS:

INSTRUCTIONS:

ATTENTION:

See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

December 22, 2020	Relland M. Winand, Attorney in fact for Winston J. Churchill
DATE OF NOTICE	(SIGNATURE)
	The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures.
DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION, IF RELYING ON RULE 10B5-1

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

SEC 1147 (02-08)

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