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INNOVATIVE INDUSTRIAL PROPERTIES INC — Director's Dealing 2021
Jun 5, 2021
31897_dirs_2021-06-04_8b97a1f3-63f9-4528-af47-8eea823e9bcc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INNOVATIVE INDUSTRIAL PROPERTIES INC (IIPR)
CIK: 0001677576
Period of Report: 2021-06-04
Reporting Person: Shoemaker Scott (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-04 | Restricted Stock Units 2021 | $0 | A | 883 | Acquired | Common Stock (883) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3060 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units 2020 | $0 | Common Stock (911) | 911 | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of Innovative Industrial Properties, Inc. (the "Company") common stock.
F2: All of the RSUs shall be released from the forfeiture restriction on June 4, 2022, provided that the reporting person continues to be a non-employee director or employee of the Company on such date. The vesting of RSUs is subject to satisfaction of the vesting conditions under the Company's Nonqualified Deferred Compensation Plan (the "NQDC Plan").
F3: The vesting of RSUs is subject to the satisfaction of the vesting conditions under the Company's NQDC Plan.