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INNOVATE Corp. — Director's Dealing 2021
Mar 18, 2021
34366_dirs_2021-03-17_72c60ac5-d8fe-4141-b551-de810f93f39e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HC2 HOLDINGS, INC. (HCHC)
CIK: 0001006837
Period of Report: 2021-03-15
Reporting Person: Sena Michael J. (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-15 | Common Stock | A | 70000 | — | Acquired | 591765 | Direct |
| 2021-03-16 | Common Stock | S | 16555 | $3.5523 | Disposed | 575210 | Direct |
Footnotes
F1: The reported stock award will vest in three installments of one-third each on each of the first, second and third anniversaries of the grant, provided reporting person continues as an officer of Issuer on each such vesting date.
F2: Shares sold to satisfy taxes payable in connection with the vesting of previously awarded restricted stock.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.55 to $3.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.