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INNOVATE Corp. — Director's Dealing 2021
Apr 26, 2021
34366_dirs_2021-04-26_1a8b5011-e9d9-4265-964f-d28c8caa80f6.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: HC2 HOLDINGS, INC. (HCHC)
CIK: 0001006837
Period of Report: 2021-04-20
Reporting Person: GLAZER AVRAM A (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-20 | Common Stock | P | 92099 | $3.5219 | Acquired | 2256207 | Indirect |
| 2021-04-21 | Common Stock | P | 62090 | $3.7577 | Acquired | 2318297 | Indirect |
| 2021-04-22 | Common Stock | P | 53500 | $3.7387 | Acquired | 2371797 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 33747 | Direct |
| Common Stock | 18983954 | Indirect |
Footnotes
F1: The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.
F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.40 to $3.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F3: The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust
F4: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.70 to $3.78, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F5: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.68 to $3.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F6: The reported shares are held by Lancer Capital LLC ("Lancer"). Reporting Person is the sole owner of Lancer, and in such capacity may be deemed to beneficially own the shares held of record by Lancer.