INNOVATE Corp. — Director's Dealing 2018

Jun 15, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HC2 HOLDINGS, INC. (HCHC)
CIK: 0001006837
Period of Report: 2018-06-13

Reporting Person: Sena Michael J. (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-06-13	Common Stock	A	189142	—	Acquired	403767	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-06-13	Stock option (Right To Buy)	$5.45	A	70880	Acquired	2028-03-16	Common Stock (70880.0)	Direct

Footnotes

F1: The restricted stock units reported will vest as follows: 93,578 of the RSUs will vest on March 15, 2019; 47,782 of the RSUs will vest on March 16, 2020; and 47,782 of the RSUs will vest on March 16, 2021 (each such date, a "Vesting Date"), provided reporting person continues as an officer of HC2 Holdings, Inc. ("HC2") on each such Vesting Date.

F2: The stock options reported will vest as follows: 35,068 option shares will vest on March 15, 2019; 17,906 option shares will vest on March 16, 2020; and 17,906 option shares will vest on March 16, 2021 (each such date, a "Vesting Date"), provided reporting person continues as an officer of HC2 on each such Vesting Date.