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INNOVATE Corp. Director's Dealing 2018

Oct 3, 2018

34366_dirs_2018-10-03_a7ac5eba-5d9b-4f79-ad7b-be01d98a2ff0.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: HC2 HOLDINGS, INC. (HCHC)
CIK: 0001006837
Period of Report: 2018-09-11

Reporting Person: FALCONE PHILIP (Director, CEO, 10% Owner)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-09-11 Stock option (Right To Buy) $4.05 M 150000 Disposed 2024-05-20 Common Stock (150000.0) Direct
2018-09-11 Stock option (Right To Buy) $4.02 M 21795 Disposed 2024-05-20 Common Stock (21795.0) Direct

Footnotes

F1: The Option vested and became exercisable in three equal annual installments beginning on October 28, 2014.

F2: The Form 4 filed by reporting person on September 13, 2018 reported that the option expiration date noted on the original Form 4 filed on October 30, 2014 (the "Original Form 4") for the option listed was incorrect. This amended Form 4 is being filed to clarify that, in fact, the expiration date applicable to this option is May 20, 2024, as properly reported in the Original Form 4.