INNOVATE Corp. — Director's Dealing 2017

Mar 14, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HC2 HOLDINGS, INC. (HCHC)
CIK: 0001006837
Period of Report: 2017-03-10

Reporting Person: FALCONE PHILIP (Director, CEO, Chairman and President, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-03-10	Common Stock	A	109677	—	Acquired	915504	Direct
2017-03-10	Common Stock	F	46316	$5.50	Disposed	869188	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-03-10	Stock option (Right To Buy)	$5.5	A	40943	Acquired	2027-03-10	Common Stock (40943.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	540000	Indirect

Footnotes

F1: Reflects an award of shares of common stock granted pursuant to the HC2 Holdings, Inc. 2014 Omnibus Equity Award Plan (the "Plan").

F2: Reflects common stock withheld by Issuer to satisfy tax obligations.

F3: Reflects the number of options granted pursuant to the Plan, which were fully vested on the grant date.