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INNOVATE Corp. — Director's Dealing 2017
Mar 14, 2017
34366_dirs_2017-03-14_aaa72c02-4635-4f71-a8cb-2f4a89fe7f2e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HC2 HOLDINGS, INC. (HCHC)
CIK: 0001006837
Period of Report: 2017-03-10
Reporting Person: Herbst Suzi R (Chief Administrative Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-10 | Common Stock | A | 15909 | — | Acquired | 38815 | Direct |
| 2017-03-10 | Common Stock | F | 6019 | $5.50 | Disposed | 32796 | Direct |
Footnotes
F1: Reflects shares of restricted stock granted pursuant to the HC2 Holdings, Inc. 2014 Omnibus Equity Award Plan (the "Plan"), which vests 1/3 on the grant date and 1/3 on each of the next two anniversaries of the grant date, provided the Reporting Person is employed by the Issuer on the applicable vesting date.
F2: Reflects common stock withheld by Issuer to satisfy tax obligations.
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