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INNOVATE Corp. Director's Dealing 2017

Mar 14, 2017

34366_dirs_2017-03-14_734c8512-4c17-4be1-8b8e-e1ba85c2ed84.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HC2 HOLDINGS, INC. (HCHC)
CIK: 0001006837
Period of Report: 2017-03-10

Reporting Person: Backman Andrew G (Managing Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-03-10 Common Stock A 36364 Acquired 36364 Direct
2017-03-10 Common Stock F 5124 $5.50 Disposed 31240 Direct

Footnotes

F1: Reflects shares of restricted stock granted pursuant to the HC2 Holdings, Inc. 2014 Omnibus Equity Award Plan (the "Plan"), which vests 1/3 on the grant date and 1/3 on each of the next two anniversaries of the grant date, provided the Reporting Person is employed by the Issuer on the applicable vesting date.

F2: Reflects common stock withheld by Issuer to satisfy tax obligations.