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INNOVATE Corp. Director's Dealing 2017

Jun 17, 2017

34366_dirs_2017-06-16_754b3b39-3a63-4d9d-ab9e-da9ce3e12589.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HC2 HOLDINGS, INC. (HCHC)
CIK: 0001006837
Period of Report: 2017-06-14

Reporting Person: Sena Michael J. (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-06-14 Common Stock A 71326 Acquired 222739 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-06-14 Stock option (Right To Buy) $5.5 A 26626 Acquired 2027-03-10 Common Stock (26626.0) Direct

Footnotes

F1: The restricted stock units will vest 31% on March 10, 2018, 34.5% on March 10, 2019 and 34.5% on March 10, 2020, provided reporting person continues as an officer of HC2 Holdings, Inc. ("HC2") on each such vesting date.

F2: The stock options will vest 31% on March 10, 2018, 34.5% on March 10, 2019 and 34.5% on March 10, 2020, provided reporting person continues as an officer of HC2 on each such vesting date.