INNOVATE Corp. — Director's Dealing 2017

Jun 17, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HC2 HOLDINGS, INC. (HCHC)
CIK: 0001006837
Period of Report: 2017-06-14

Reporting Person: FALCONE PHILIP (Director, CEO, Chairman and President, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-06-14	Common Stock	A	383725	—	Acquired	1252913	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-06-14	Stock option (Right To Buy)	$5.5	A	143246	Acquired	2027-03-10	Common Stock (143246.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	540000	Indirect

Footnotes

F1: The restricted stock units will vest 29% on March 10, 2018, 35.5% on March 10, 2019 and 35.5% on March 10, 2020, provided reporting person continues as an officer of HC2 Holdings, Inc. ("HC2") on each such vesting date.

F2: The stock options will vest 29% on March 10, 2018, 35.5% on March 10, 2019 and 35.5% on March 10, 2020, provided reporting person continues as an officer of HC2 on each such vesting date.