INNOVATE Corp. — Director's Dealing 2017

Nov 14, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HC2 HOLDINGS, INC. (HCHC)
CIK: 0001006837
Period of Report: 2017-11-13

Reporting Person: Ferraro Joseph Anthony (Chief Legal Officer & Corp Sec)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-11-13	Common Stock	A	99404	—	Acquired	99404	Direct

Footnotes

F1: The shares of restricted stock were awarded pursuant to an Employment Agreement (the "Employment Agreement") between Reporting Person and HC2 Holdings, Inc. (the "Issuer"). Subject to the condition that Reporting Person has neither been terminated by the Issuer for Cause nor resigned without Good Reason (both as defined in the Employment Agreement) before the applicable vesting date, the restricted stock will vest in installments of one-third (33,135 shares) on November 13, 2018, one-third (33,135 shares) on November 13, 2019 and one-third (33,134 shares) on November 13, 2020.