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INNOVATE Corp. — Director's Dealing 2015
Mar 16, 2015
34366_dirs_2015-03-16_b2bb2bc4-a63b-4766-abef-9447a0ca7f73.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HC2 Holdings, Inc. (HCHC)
CIK: 0001006837
Period of Report: 2015-03-12
Reporting Person: Demise Mesfin (CFO;Corp. Controller;Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-12 | Common Stock | A | 1964 | $0.00 | Acquired | 16964 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-12 | Stock Option (right to buy) | $9.00 | A | 644 | Acquired | 2025-03-11 | Common Stock (644) | Direct |
Footnotes
F1: Reflects the restricted stock granted on March 12, 2015 pursuant to HC2 Holdings, Inc.'s (the "Company") 2014 Executive Bonus Plan (the "Plan"). 982 shares vested on March 12, 2015, and 982 shares shall vest on March 12, 2016, provided Mr. Demise is employed by the Company on the vesting date.
F2: Reflects the shares of common stock underlying the options granted on March 12, 2015 pursuant to the Plan. 322 options vested on March 12, 2015, and 322 options shall vest on March 12, 2016, provided Mr. Demise is employed by the Company on the vesting date.