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INNOVATE Corp. — Director's Dealing 2015
Oct 13, 2015
34366_dirs_2015-10-13_60211060-be0d-4a17-a2e1-1d27344446fc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HC2 Holdings, Inc. (HCHC)
CIK: 0001006837
Period of Report: 2015-03-12
Reporting Person: Voigt Paul (Sr. Managing Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-12 | Common Stock | A | 261021 | — | Acquired | 386021 | Direct |
| 2015-10-09 | Common Stock | A | 100000 | $7.5 | Acquired | 486021 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-12 | Stock Option (right to buy) | $9 | A | 106706 | Acquired | 2025-03-11 | Common Stock (106706) | Direct |
Footnotes
F1: Reflects the restricted stock granted on March 12, 2015 pursuant to HC2 Holdings, Inc.'s (the "Company") 2014 Executive Bonus Plan (the "Plan"). 151,906 shares vested on March 12, 2015, and 109,115 shares shall vest on March 12, 2016, provided Mr. Voigt is employed by the Company on the vesting date.
F2: Reflects the shares of common stock underlying the options granted on March 12, 2015 pursuant to the Plan. 53,353 options vested on March 12, 2015, and 53,353 options shall vest on March 12, 2016, provided Mr. Voigt is employed by the Company on the vesting date.