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INNOVATE Corp. — Director's Dealing 2014
Jan 10, 2014
34366_dirs_2014-01-10_5ad0c922-b294-4daa-b6fa-7d88447eae4a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PTGi HOLDING, INC. (PTGI)
CIK: 0001006837
Period of Report: 2014-01-08
Reporting Person: BARR WAYNE JR (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-08 | Common Stock | A | 2233 | — | Acquired | 2233 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-08 | Stock Option (right to buy) | $3.62 | A | 4466 | Acquired | 2024-01-08 | Common Stock (4466) | Direct |
Footnotes
F1: The common stock reported represents the grant of restricted stock units that vest as to one-half of the shares on January 8, 2015 and one-half of the shares on January 8, 2016.
F2: The exercise price of the option is the closing price of the Issuer's common stock on January 8, 2014, which was the grant date of the option.
F3: The stock options reported vest as to one-third of the shares on January 8, 2014, one-third of the shares on January 8, 2015 and one-third of the shares on January 8, 2016.
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