AI assistant
INNOVATE Corp. — Director's Dealing 2014
Sep 18, 2014
34366_dirs_2014-09-18_faafef78-d3b7-4aa8-838b-81b604556e4f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HC2 Holdings, Inc. (HCHC)
CIK: 0001006837
Period of Report: 2014-09-16
Reporting Person: Hladek, Keith (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-16 | Common Stock | A | 125000 | — | Acquired | 125000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-16 | Stock Option (right to buy) | $4.06 | A | 25000 | Acquired | 2024-09-15 | Common Stock (25000) | Direct |
Footnotes
F1: Reflects the restricted stock granted on September 16, 2014, 41,667 shares vested on September 16, 2014, 41,667 shares shall vest on May 21, 2015, and 41,666 shares shall vest on May 21, 2016, provided Mr. Hladek is employed by HC2 Holdings, Inc. (the "Company") on each such vesting date.
F2: Reflects the shares of common stock underlying the options granted on September 16, 2014, 8,333 shares vested on September 16, 2014, 8,333 shares shall vest on May 21, 2015, and 8,334 shares shall vest on May 21, 2016, provided Mr. Hladek is employed by the Company on each such vesting date.