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INNOVATE Corp. — Director's Dealing 2014
Sep 18, 2014
34366_dirs_2014-09-18_ebf88a2a-3c1b-4c50-a70f-e836c90cbce8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HC2 Holdings, Inc. (HCHC)
CIK: 0001006837
Period of Report: 2014-09-16
Reporting Person: PONS ROBERT M (Director, EVP Business Development)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-16 | Common Stock | A | 62500 | — | Acquired | 77083 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-16 | Stock Option (right to buy) | $4.06 | A | 12500 | Acquired | 2024-09-15 | Common Stock (12500) | Direct |
Footnotes
F1: Reflects the restricted stock granted on September 16, 2014, 20,833 shares vested on September 16, 2014, 20,833 shares shall vest on May 21, 2015, and 20,834 shares shall vest on May 21, 2016, provided Mr. Pons is employed by HC2 Holdings, Inc. (the "Company") on each such vesting date.
F2: Reflects the shares of common stock underlying the options granted on September 16, 2014, 4,167 shares vested on September 16, 2014, 4,167 shares shall vest on May 21, 2015, and 4,166 shares shall vest on May 21, 2016, provided Mr. Pons is employed by the Company on each such vesting date.