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INNOVATE Corp. — Director's Dealing 2014
Oct 3, 2014
34366_dirs_2014-10-03_cb19952a-0357-4d27-af41-01d13314cbdd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HC2 Holdings, Inc. (HCHC)
CIK: 0001006837
Period of Report: 2014-10-01
Reporting Person: Voigt Paul (Sr. Managing Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-10-01 | Common Stock | A | 125000 | — | Acquired | 125000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-10-01 | Stock Option (right to buy) | $4.55 | A | 25000 | Acquired | 2024-09-30 | Common Stock (25000) | Direct |
Footnotes
F1: Reflects the restricted stock granted on October 1, 2014, 41,667 shares vested on October 1, 2014, 41,667 shares shall vest on October 1, 2015, and 41,666 shares shall vest on October 1, 2016, provided Mr. Voigt is employed by HC2 Holdings, Inc. on each such vesting date.
F2: Reflects the shares of common stock underlying the options granted on October 1, 2014, 8,333 shares vested on October 1, 2014, 8,333 shares shall vest on October 1, 2015, and 8,334 shares shall vest on October 1, 2016, provided Mr. Voigt is employed by HC2 Holdings, Inc. on each such vesting date.